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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-10
UT RA APPROVED 2022-01-10
  • TX RA
    APPROVED_RES
    Since 2022-01-10
  • UT RA
    APPROVED
    Since 2022-01-10

Branch Locations

680 West 10000 South, South Jordan, UT 84095 • United States

Cottonwood Heights, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Salt Lake City UT 01/2011 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 12/2020
Morgan Stanley South Jordan UT 01/2022 Present
Salt Lake Mattress & Manufacturing Salt Lake City UT 12/2020 12/2021
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Salt Lake City, UT
  • 11/2016 → 12/2020
    Salt Lake City, UT
  • 01/2022 → Present
    South Jordan, UT
  • 12/2020 → 12/2021
    Salt Lake Mattress & Manufacturing
    Salt Lake City, UT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-21
S63 Uniform Securities Agent State Law Examination 2004-06-28
  • S65 Uniform Investment Adviser Law Examination
    2018-01-21
  • S63 Uniform Securities Agent State Law Examination
    2004-06-28

View on SEC IAPD

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