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267 Regency Ridge Drive, Dayton, OH 45459 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-27 |
| OH | RA | APPROVED | 2016-03-04 |
Branch Locations
320 James E. Bohanan Drive, Vandalia, OH 45377 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2012-10-31 |
Branch Locations
267 Regency Ridge Dr., Dayton, OH 45459 • United States
320 James E. Bohanan Drive, Vandalia, OH 45377 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Davenport Financial Group | Kettering | OH | 07/2011 | Present |
| Sound Financial Investment Management, Llc | Dayton | OH | 10/2012 | Present |
1)SOUND FINANCIAL, INVESTMENT RELATED, 267 REGENCY RIDGE DR. DAYTON, OH 45459. CATEGORY: RIA INVESTMENT-RELATED: YES TITLE: IAR DUTIES: PROVIDING INVESTMENT ADVISOR SERVICES. START DATE: 10/2012 HOURS PER MONTH: 140 HOURS PER MONTH DURING TRADING HOURS: 140 2)THE DAVENPORT FINANCIAL GROUP, INC 2176 HEWITT AVE., SUITE C KETTERING, OH 45440 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT/INVESTMENT ADVISER REPRESENTATIVE DUTIES: OFFERING ACCIDENT/HEALTH, FIXED ANNUITIES, LTC, DISABILITY AND TRADITIONAL LIFE INSURANCE. START DATE: 8-20-12 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 8
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-09 |
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