Charlotte Nanette Williams

Current Employers

Employment History

• 06/2013 → Present
  Lpl Financial, Llc
  Edmond, OK
• 02/2004 → Present
  Forge Financial Services, Llc
  Edmond, OK
• 12/2019 → Present
  Forge Financial Services, Llc
  Edmond, OK
• 06/2013 → 12/2019
  Lpl Financial, Llc
  Edmond, OK

Previous Registrations

• 2009-01-12 → 2013-06-27
  Osaic Fs, Inc.
  Edmond, OK
  Fort Wayne, IN
  Edmond, OK
• 2003-01-30 → 2009-01-09
  Cetera Wealth Services, Llc
  Edmond, OK
  Tulsa, OK
  Edmond, OK
• 2000-05-18 → 2002-06-14
  Citigroup Global Markets Inc.
  Oklahoma City, OK

Other Businesses

1. 11/16/2022 - Boutique Hotel - Investment Related - Roatan Honduras - Real Estate Rental - 10/15/2022 - 2 Hours Per Month/2 Hours During Securities Trading 2. 01/09/2024 - Forge Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/09/2024 - Time Spent 100%. 3. 01/09/2024 - Forge Financial Services, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 02/03/2020 - 160 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Forge Financial Services, LLC, an independent investment advisor firm. I started this business activity in 2/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 01/09/2024 - Forge Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 02/03/2020 - 160 Hours Per Month/120 Hours During Securities Trading. 5. 03/28/2024 - CCR Properties, LLC - Real Estate Rental - Investment Related - Edmond, OK - Start Date 01/20/2023 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-09
• S63 Uniform Securities Agent State Law Examination
  2000-02-24

Other Names

• Charlotte Nanette Reed
• Charlotte N. Reed
• Charlotte N. Williams
• Charlotte N. Shaw
• Charlotte Nanette Williams
• Charlotte Williams
• Charlotte Nanette Shaw