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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-10-08 |
| NC | RA | APPROVED | 2025-06-20 |
| WA | RA | APPROVED | 2022-10-06 |
| CA | RA | APPROVED | 2010-12-17 |
Branch Locations
1150 9Th Street Suite 1212, Modesto, CA 95354 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc. | Emeryville | CA | 12/2010 | Present |
| Agia | Houston | TX | 12/2022 | Present |
AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products CARNELL FREEMAN AUTHOR AND PUBLIC SPEAKER POSITION: Owner NATURE: I have written a book which will be available for sale in January 2026. I will also do speaking engagements related to my book. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2026 ADDRESS: 2330 Webster Street, Unit 659, Oakland CA 94612, United States DESCRIPTION: I am the author of a book on living with Anxiety.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-13 |
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