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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-02-05 |
| MI | RA | APPROVED | 2025-07-09 |
| CA | RA | APPROVED | 2024-07-31 |
| NE | RA | APPROVED | 2024-07-09 |
| NM | RA | APPROVED | 2023-09-06 |
| TX | RA | APPROVED | 2022-08-02 |
| MS | RA | APPROVED | 2021-01-22 |
| SC | RA | APPROVED | 2019-08-29 |
| NC | RA | APPROVED | 2019-06-26 |
| GA | RA | APPROVED | 2015-02-06 |
| FL | RA | APPROVED | 2013-04-11 |
| AL | RA | APPROVED | 2004-04-19 |
Branch Locations
2828 Old 280 Ct Suite 164, Vestavia Hills, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Homewood | AL | 06/2015 | 01/2023 |
| Park Avenue Securities Llc | Homewood | AL | 06/2015 | 01/2023 |
| Guardian Life Insurance Co Of America | Vestavia Hills | AL | 01/2023 | Present |
| Park Avenue Securities Llc | Vestavia Hills | AL | 01/2023 | Present |
1.Insurance - Outside Brokerage-When Guardian cannot offer coverage, or the coverage Guardian offers is not satisfactory to the client, I will ask Innovative Underwriters and Diversified Brokerage Services to allow me to broker life and disability insurance through them., Start: 03/22/2010, Address: 1 Independence Plaza, Suite 720, Homewood, AL 35209, 3 bus hrs per month, Investment related, >10% annual compensation, 2. Vestavia Hills Fire Department Foundation-Board of Directors, Start Date: 11/1/2023, Address: 1032 Montgomery Highway Vestavia Hills, AL 35216, 3 total hours per month; 0 during securities trading hours, Not Investment related, No Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-26 |
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