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Frank Ray Neiderhiser

Mckinley Carter Wealth Services, Inc.

Wexford, PA

Wheeling, WV

CRD 4107753

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Employer firm

Mckinley Carter Wealth Services, Inc. CRD 135184

$2.31B regulatory AUM 8 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • INVESTMENT CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Mckinley Carter Wealth Services, Inc.

2100 Market Street, Wheeling, WV 26003 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-08
PA RA APPROVED 2020-02-04
  • TX RA
    APPROVED
    Since 2021-12-08
  • PA RA
    APPROVED
    Since 2020-02-04

Branch Locations

100 Bradford Road Suite 400, Wexford, PA 15090 • United States

2100 Market Street, Wheeling, WV 26003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Monroeville PA 12/1999 02/2018
Td Ameritrade, Inc. Wexford PA 02/2018 10/2019
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 10/2019
Mckinley Carter Wealth Services, Inc Pittsburgh PA 01/2020 Present
  • 12/1999 → 02/2018
    Scottrade
    Monroeville, PA
  • 02/2018 → 10/2019
    Td Ameritrade, Inc.
    Wexford, PA
  • 02/2018 → 10/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 01/2020 → Present
    Pittsburgh, PA
Previous Registrations
  • 2018-02-27 → 2019-10-15
    Td Ameritrade, Inc.
    Wexford, PA
  • 2018-02-26 → 2019-10-15
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Wexford, PA
  • 2016-07-11 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

(1) Name of Outside Business:AK Football Official Chapter; Investment Related:No; Address of Outside Business:Springdale, PA; Nature of Outside Business:Board member/Officer; Position:President; Start Date:1/1/2016; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Run meetings for group. (2) Name of Outside Business:PIAA; Investment Related:No; Address of Outside Business:Harrisburg, PA; Nature of Outside Business:Other; Position:Sports Official; Start Date:2/1/2010; Hours per month: 10-20; Hours per month during securities trading hours: No; Description of Duties: Officiating High School Football and Basketball

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-14
S63 Uniform Securities Agent State Law Examination 2001-09-29
  • S66 Uniform Combined State Law Examination
    2016-06-14
  • S63 Uniform Securities Agent State Law Examination
    2001-09-29
Designations
  • Certified Financial Planner

View on SEC IAPD

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