Jose Luis Chavez

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 10/2017
  Invest Financial Corp.
  Tampa, FL
• 10/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2016-03-02 → 2017-10-17
  Invest Financial Corporation
  Cincinnati, OH
  Cincinnati, OH
• 2012-05-21 → 2015-12-17
  Pnc Wealth Management Llc
  Cincinnati, OH
• 2009-03-17 → 2012-04-19
  Strategic Advisers Llc
  Covington, KY

Other Businesses

1. The Rosselot Financial Group,7426 Jager Court, Cincinnati, OH 45230; Began 06/02/16, Agent, Insurance/Benefits/Human Resources, INV REL, 160HR/MO, 120HR/trading 2. CIRA,1776 Pleasant Plan Road, Fairfield, IA 52556; 10/16/17, IAR, INV REL, 160 HR/MO, 120HR Trading 3. UBER, CINCINNATI, OH, 1/04/2019, RIDESHARE DRIVER, Travel, NIR, 1HR/MO - 0HR/TRADING. 4. Cincinnati Nature Center, 4949 Tealtown Road, Milford OH 45150, United States, Start Date: 04/2023, Role: Committee Member, Nature: Volunteer, Investment Related: No, Hours/Month: 2, Securities Trading Hours/Month: 0

Exams

• S66 Uniform Combined State Law Examination
  2009-03-16
• S63 Uniform Securities Agent State Law Examination
  2007-03-09

Other Names

• Jose L Chavez
• Jose L Chavez
• Jose L Chavez
• Jose Luis Chavez Jr