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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-16 |
| OH | RA | APPROVED | 2017-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp. | Tampa | FL | 03/2016 | 10/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2017 | Present |
1. The Rosselot Financial Group,7426 Jager Court, Cincinnati, OH 45230; Began 06/02/16, Agent, Insurance/Benefits/Human Resources, INV REL, 160HR/MO, 120HR/trading 2. CIRA,1776 Pleasant Plan Road, Fairfield, IA 52556; 10/16/17, IAR, INV REL, 160 HR/MO, 120HR Trading 3. UBER, CINCINNATI, OH, 1/04/2019, RIDESHARE DRIVER, Travel, NIR, 1HR/MO - 0HR/TRADING. 4. Cincinnati Nature Center, 4949 Tealtown Road, Milford OH 45150, United States, Start Date: 04/2023, Role: Committee Member, Nature: Volunteer, Investment Related: No, Hours/Month: 2, Securities Trading Hours/Month: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-09 |
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