Christopher Thomson

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 09/2020
  Investacorp
  Miami Lakes, FL
• 01/2011 → 09/2020
  Investacorp Advisory Services
  Miami, FL
• 07/2020 → 10/2020
  Securities America, Inc.
  Miami, FL
• 10/2020 → 08/2021
  Ladenburg Thalmann & Co. Inc.
  New York, NY
• 08/2021 → 04/2024
  Spire Investment Partners, Llc
  Fort Lauderdale, FL
• 05/2024 → Present
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 05/2024 → Present
  Kovack Advisors, Inc.
  Fort Lauderdale, FL

Previous Registrations

• 2021-09-13 → 2024-04-30
  Spire Wealth Management, Llc
  Fort Lauderdale, FL
• 2020-11-19 → 2021-08-02
  Ladenburg Thalmann Asset Management Inc
  New York, NY
  Lighthouse Point, FL
• 2011-02-08 → 2020-07-31
  Investacorp Advisory Services Inc
  Miami, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-01-21
• S63 Uniform Securities Agent State Law Examination
  2004-02-20

Other Names

• Christopher John Thomson