Fred Lincoln Wood

Current Employers

First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2014-01-13

IL RA
APPROVED

Since 2014-01-13

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Home Depot	Aurora	IL	10/2002	Present
First Trust Portfolios L.P.	Lisle	IL	01/2004	Present

10/2002 → Present

Home Depot

Aurora, IL
01/2004 → Present

First Trust Portfolios L.P.

Lisle, IL

Other Businesses

OUTSIDE BUSINESS NAME: HOME DEPOT. LOCATION: 1250 N. ORCHARD AVE., AURORA, IL. NATURE OF BUSINESS: HOME IMPROVEMENT. POSITION OR TITLE: SALES ASSOCIATE. RESPONSIBILITIES: SALES. INVESTMENT RELATED: NO. HOURS PER MONTH: 40 HOURS PER MONTH / NONE DURING MARKET HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-01-10
S63	Uniform Securities Agent State Law Examination	2004-05-21

S65 Uniform Investment Adviser Law Examination

2014-01-10
S63 Uniform Securities Agent State Law Examination

2004-05-21

Other Names

Fred Lincoln Wood
Fred Lincoln Wood, Jr.

View on SEC IAPD

Current Employers

First Trust Advisors Lp

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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