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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-05-22
  • MA RA
    APPROVED
    Since 2025-05-22

Branch Locations

21 Franklin St., Ste. 15, Quincy, MA 02169 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of America Life Insurance Company Westborough MA 08/2015 09/2019
Mutual Of America Securities Llc Westborough MA 08/2015 09/2019
Mutual Of America Securities Llc. Providence RI 09/2019 05/2023
Mutual Of America Life Insurance Company Providence RI 09/2019 05/2023
The Patriot Financial Group Insurance Agency, Llc West Warwick RI 12/2023 04/2025
Ivy Wealth Management West Warwick RI 06/2023 12/2023
Mutual Of America Providence RI 06/2015 05/2023
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2025 Present
  • 08/2015 → 09/2019
    Mutual Of America Life Insurance Company
    Westborough, MA
  • 08/2015 → 09/2019
    Mutual Of America Securities Llc
    Westborough, MA
  • 09/2019 → 05/2023
    Mutual Of America Securities Llc.
    Providence, RI
  • 09/2019 → 05/2023
    Mutual Of America Life Insurance Company
    Providence, RI
  • 12/2023 → 04/2025
    The Patriot Financial Group Insurance Agency, Llc
    West Warwick, RI
  • 06/2023 → 12/2023
    Ivy Wealth Management
    West Warwick, RI
  • 06/2015 → 05/2023
    Mutual Of America
    Providence, RI
  • 05/2025 → Present
    Fairfield, IA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-07
S66 Uniform Combined State Law Examination 2012-10-09
S63 Uniform Securities Agent State Law Examination 2004-03-05
  • S65 Uniform Investment Adviser Law Examination
    2023-12-07
  • S66 Uniform Combined State Law Examination
    2012-10-09
  • S63 Uniform Securities Agent State Law Examination
    2004-03-05
Other Names
  • Paul Cooney
  • Paul Bernard Cooney

View on SEC IAPD

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