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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of America Life Insurance Company | Westborough | MA | 08/2015 | 09/2019 |
| Mutual Of America Securities Llc | Westborough | MA | 08/2015 | 09/2019 |
| Mutual Of America Securities Llc. | Providence | RI | 09/2019 | 05/2023 |
| Mutual Of America Life Insurance Company | Providence | RI | 09/2019 | 05/2023 |
| The Patriot Financial Group Insurance Agency, Llc | West Warwick | RI | 12/2023 | 04/2025 |
| Ivy Wealth Management | West Warwick | RI | 06/2023 | 12/2023 |
| Mutual Of America | Providence | RI | 06/2015 | 05/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-07 |
| S66 | Uniform Combined State Law Examination | 2012-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-05 |
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