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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-02-01
WI RA APPROVED 2005-01-11
  • TX RA
    APPROVED_RES
    Since 2018-02-01
  • WI RA
    APPROVED
    Since 2005-01-11

Branch Locations

3241A Business Park Dr, Stevens Point, WI 54482 • United States

Almond, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Stevens Point WI 09/2005 03/2020
Ameriprise Financial Services, Llc Stevens Point WI 03/2020 Present
Other Businesses

Business Ownership; SAA, LLC; Member; LLC in accordance with Ameriprise's legal entity policy as updated 12/15/15. Purpose is succession management and to facilitate the growth of the practice and retention of key employees.; 3241A Business Park DrStevens Point, WI 54482, ,; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Amherst Youth Football and Cheer; Treasurer; PO BOX 64, , Amherst, WI, 54406; Not Investment-Related; 04/09/2020; 1 to 9 hours per month; 0 during trading hours. Outside Employment; SAA, LLC; Associate Financial Advisor - Member; To manage practice operations.; 3241A Business Park Dr, , Stevens Point, WI, 54482; Investment-Related; 01/01/2017; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-27
  • S66 Uniform Combined State Law Examination
    2004-12-27

View on SEC IAPD

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