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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-06 |
| OH | RA | APPROVED | 2006-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance | Cincinnati | OH | 10/2005 | Present |
| Park Avenue Securities | Cincinnati | OH | 03/2006 | Present |
| Guardian Life Insurance Company | West Chester | OH | 11/2017 | 06/2020 |
| Park Avenue Securities | West Chester | OH | 11/2017 | 06/2020 |
1. Orangefinancial LLC-Activity would include the utilization of any products that are not provided through Guardian,. Start: 04/07/2006, Address: 419 Plum Street Cincinnati, OH 45202, 5 bus hrs per month, Investment related, 2. Public Speaking - Psychology of Finance-Speaking to groups on the psychology of finance, Start: 12/01/2014, Address: 6729 Shawnee Run Road, Cincinnati, OH 45243, 3 total hours per month, 0 during securities trading, Not investment related, Less than 10% annual compensation, 3. Swim Coaching-Coaching - every morning coach 275 swimmers in Madeira, Ohio. Also coach Madeira High School Swimming in the Winter months,. Start: 05/03/2013, Address: Madeira Swim Club - Madeira, Oh 45243 - Miami Avenue, Hrs per month - Tot/Bus: 30/22, Not investment related, 4. Power of Attorney- Serving as power of attorney for health care and general/durable for finances for my spouse (Michele Cunningham), Start: 11/19/2021, Address: 6729 Shawnee Run Road, Cincinnati, OH 45423, 0 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 5) BACJA LLC-Owner - business process / accounting entity, Start: 09/14/2022, Address: 6729 Shawnee Run Road, Cincinnati, OH 45423, 2 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 6) Madeira City Schools School Board, Start Date: 11/2/2023, Address: 7141 Miami Avenue, Cincinnati, OH 45243, 3 Total Hours per month; 0 during securities trading hours, Not Investment Related, No Annual Compensation, 7) Trustee for family member, Start Date: 12/13/2023, Address: 6729 Shawnee Run Rd., Cincinnati, OH 45243, 0 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 8) Countdown to Launch, LLC, Start Date: 2/1/2026, Nature: Legal Entity/No underlying activity, Address: 10451 Buxton Lane Montgomery, OH 45242, Duties: Member/Owner, 0 total hours per month, Not Investment Related,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-03-24 |
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