Francis Michael Mullady

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2004 → Present
  Heritage Administrative Services
  Woodbury, NY
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-06-30 → 2008-06-19
  Equitable Advisors, Llc
  Melville, NY
  Melville, NY

Other Businesses

1.)LICENSED INSURANCE AGENT OFFERING NON-VARIABLE INSURANCE PRODUCTS 2.)THE HERITAGE GROUP 105 BROADHOLLOW RD MELVILLE, NY 11747 FOR 15 TRADING AND 0 HOURS SINCE 6/2008/// 3.) NAME OF OTHER BUSINESS: HERITAGE ADMINISTRATIVE SERVICES; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: THIRD PARTY ADMINISTRATION; START DATE: 01/2004 POSITION/TITLE/RELATIONSHIP: NATIONAL SALES DIRECTOR; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: MARKETING AND SERVICE CORPORATE BUSINESS OWNERS: 4.) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 6/2008 APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 15; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, AND ACCIDENTAL; 5.) NAME OF OTHER BUSINESS: HG LINK, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: MARKETING SERVICES; START DATE: 01/2023; POSITION/TITLE/RELATIONSHIP: PART OWNER/ SALES DIRECTOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: PROVIDE MARKETING SERVICES FOR A THIRD PARTY ADMINISTRATOR OF 401K PLANS;

Exams

• S66 Uniform Combined State Law Examination
  2004-05-17

Other Names

• Francis M Mullady