Susan Lee Cassell

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2003 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lexington, KY
• 12/2009 → Present
  Bank Of America, Na
  Lexington, KS

Other Businesses

*2053268, Entity Type Fiduciary, Name of OBA: S and L W Address: Lexington, Kentucky, 40513 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 21-Oct-2024 No Hours: 0 No Hours during trading: 0 Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-08-17
• S66 Uniform Combined State Law Examination
  2004-04-19

Other Names

• Susan Lee Warren
• Susan Cassell
• Susan Lee Cassell