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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-10-07 |
| KY | RA | APPROVED | 2004-04-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lexington | KY | 12/2003 | Present |
| Bank Of America, Na | Lexington | KS | 12/2009 | Present |
*2053268, Entity Type Fiduciary, Name of OBA: S and L W Address: Lexington, Kentucky, 40513 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 21-Oct-2024 No Hours: 0 No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-17 |
| S66 | Uniform Combined State Law Examination | 2004-04-19 |
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