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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-07-29 |
| NJ | RA | APPROVED | 2010-05-28 |
Branch Locations
2504 Highway 35, Manasquan, NJ 08736 • United States
Colts Neck, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 05/1999 | Present |
| Bank Of America, N.A. | New York | NY | 09/2009 | Present |
I*102368 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LOUIS PEARLMAN - RENTAL INCOME 2 INVESTMENT RELATED: N ADDRESS OF BUSINESS: COLTS NECK, NEW JERSEY 7728 NATURE OF BUSINESS: OTHER,PERSONAL OWNERSHIP POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 3/1/2017 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I OWN A CONDO IN RED BANK AND WILL BE RENTING IT OUT TO A NEW TENANT, STARTING MARCH 1, 2017.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-20 |
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