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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Concepts | Milwaukee | WI | 01/2004 | Present |
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | Present |
| Osaic Wealth, Inc. | Appleton | WI | 09/2023 | Present |
1. INVESTMENT CONCEPTS POSITION: Registered Representative NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2020 ADDRESS: 2 N Systems Drive, Appleton WI 54914, United States DESCRIPTION: Securities related business 2. WENDY J TESCH POSITION: Broker/Representative NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2020 ADDRESS: 2 N Systems Drive, Appleton WI 54914 DESCRIPTION: OFFERS INSURANCE SERVICES IN THE LINES OF LIFE,ACCIDENT AND HEALTH, FIXED ANNUITIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-28 |
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