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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-07-17 |
Branch Locations
730 S Rochester Rd, Rochester Hills, MI 48307 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 05/2006 | 07/2023 |
| Masen Frantz And Associates | Clinton Township | MI | 03/2004 | 07/2023 |
| Sigma Planning Corporation | Ann Arbor | MI | 01/2007 | 07/2023 |
| Lpl Financial | Rochester Hills | MI | 07/2023 | Present |
1- 06/2023 / Schafer Wealth Management, INC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 HRS Mnth / 8 Hrs Trading / 100 Time Spnt/ start date 1/31/2020 2- 06/2023 / Pointe Pizza inc / Business Owner / Non Investment Related / 15 HRS Mnth/ start date 10/12/2000 3- 09/12/2023 - Strategicfinancialpathways - Non-Variable Insurance - Life Agent - Investment Related - At Reported Business Location(s) - Start Date 08/15/2023 - 10 Hours Per Month/ 0 Hours During Trading 4- 11/13/2023 - Strategicfinancialpathways - Business Entity For Tax/Investment Purposes Only - Owner - Not Investment Related - At Reported Business Location(s) - Start Date 8/15/2023 - 0 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-03-06 |
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