Christopher Scott Opper

Current Employers

Employment History

• 01/2005 → Present
  Regent Financial Group
  Rochester, NY
• 02/2005 → Present
  Kestra Investment Services, Llc.
  Rochester, NY
• 04/2016 → Present
  Kestra Advisory Services, Llc.
  Rochester, NY

Other Businesses

Name: Regent Financial Group - Insurance sales Investment Related: Yes Address: 1080 Pittsford Victor Road Pittsford NY 14534 Nature of Business: Insurance Position, Title or Relationship: Financial Advisor Start Date: 9/1/2004 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Recommend insurance as part of a clients financial plan Name: Regent Financial Group, LLC Investment Related: Yes Address: 1080 Pittsford-Victor Road Pittsford NY 14534 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor and Director of Research Start Date: 11/1/2003 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: All general registered rep and RIA functions, as well as investment product screening and servicing of various client requests Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services NAME: REGENT FINANCIAL GROUP, LLC POSITION: Financial Advisor and Director of Research NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 5 SECURITIES TRADING HOURS: 20 START DATE: 11/01/2003 ADDRESS: 777 Canal View Blvd. Suite 800, Rochester NY 14623, United States DESCRIPTION: All general registered rep and RIA functions, as well as investment product screening and servicing of various client requests REGENT FINANCIAL GROUP - INSURANCE SALES POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 09/01/2004 ADDRESS: 777 Canal View Blvd. Suite 800, Rochester NY 14623, United States DESCRIPTION: Recommend insurance as part of a clients overall financial plan

Exams

• S66 Uniform Combined State Law Examination
  2004-02-03

Designations