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Current Employers
Kirtland Financial Management, Inc.

100 Almeria Ave Suite 302, Coral Gables, FL 33134 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-03-02
FL RA APPROVED 2005-09-20
  • TX RA
    APPROVED
    Since 2016-03-02
  • FL RA
    APPROVED
    Since 2005-09-20

Branch Locations

100 Almeria Ave Suite 302, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Coral Gables FL 06/2005 Present
Kirtland Financial Management Coral Gables FL 08/2005 Present
Kirtland Financial Management, Inc. Coral Gables FL 09/2011 Present
  • 06/2005 → Present
    Raymond James Financial Services, Inc.
    Coral Gables, FL
  • 08/2005 → Present
    Kirtland Financial Management
    Coral Gables, FL
  • 09/2011 → Present
    Coral Gables, FL
Other Businesses

(1)Name of Business: Kirtland Financial Management Address: 100 Almeria Ave Suite 302 , Coral Gables, FL, 33134, United States Activity Type: Independent RIA Position/Title: Advisor, Officer - President Investment Related: Yes Start Date: 09/01/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Fee Based (2)Name of Business: Kirtland Financial Management Address: 100 Almeria Ave Ste 302, Coral Gables, FL, 33134-6024, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Officer - President Investment Related: No Start Date: 12/31/2015 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Sole Shareholder/Board Member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-29
  • S66 Uniform Combined State Law Examination
    2005-07-29
Designations

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