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Jeremy Jacob Nei

Schwab Wealth Advisory, Inc.

Indianapolis, IN

CRD 4746485

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-04
IN RA APPROVED 2014-06-20
  • TX RA
    APPROVED_RES
    Since 2021-01-04
  • IN RA
    APPROVED
    Since 2014-06-20

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co, Inc Indianapolis IN 09/2007 Present
Schwab Wealth Advisory Inc Indianapolis IN 06/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-28
S63 Uniform Securities Agent State Law Examination 2004-06-04
  • S66 Uniform Combined State Law Examination
    2013-10-28
  • S63 Uniform Securities Agent State Law Examination
    2004-06-04

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
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Nearby Investors

MARTIN WAYNE RICE
Michael REED Myers
BEAU MCCOY BARRETT

Nearby Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN

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