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Employer firm

Lasalle St. Investment Advisors, L.l.c. CRD 109701

$5.74B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-15
AZ RA APPROVED 2021-08-27
CA RA APPROVED 2021-07-26
IL RA APPROVED 2021-07-26
MO RA APPROVED 2021-07-26
SC RA APPROVED 2021-07-26
TX RA APPROVED 2021-07-26
NJ RA APPROVED 2021-05-06
PA RA APPROVED 2021-05-04
  • FL RA
    APPROVED
    Since 2021-10-15
  • AZ RA
    APPROVED
    Since 2021-08-27
  • CA RA
    APPROVED
    Since 2021-07-26
  • IL RA
    APPROVED
    Since 2021-07-26
  • MO RA
    APPROVED
    Since 2021-07-26
  • SC RA
    APPROVED
    Since 2021-07-26
  • TX RA
    APPROVED
    Since 2021-07-26
  • NJ RA
    APPROVED
    Since 2021-05-06
  • PA RA
    APPROVED
    Since 2021-05-04

Branch Locations

1000 Easton Road, Willow Grove, PA 19090 • United States

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retirement Planning Specialists, Inc. Willow Grove PA 06/2011 Present
Comprehensive Asset Management & Servicing, Inc. Parsippany NJ 07/2012 05/2021
Lasalle St Investment Advisors Llc Elmhurst IL 05/2021 Present
  • 06/2011 → Present
    Retirement Planning Specialists, Inc.
    Willow Grove, PA
  • 07/2012 → 05/2021
    Comprehensive Asset Management & Servicing, Inc.
    Parsippany, NJ
  • 05/2021 → Present
    Elmhurst, IL
Previous Registrations
  • 2011-07-29 → 2021-12-31
    Retirement Planning Specialists
    Willow Grove, PA
  • 2008-07-17 → 2012-07-02
    Securities America Advisors, Inc.
    Willow Grove, PA
Other Businesses

(1) RETIREMENT PLANNING SPECIALISTS; RIA--INVESTMENT ADVISER; Willow Grove, PA; Duties: advise clients; Title: Investment Advisor; Start date: 07/2007; Time spent: 100%. (2) American Brokerage Services, Inc.; Glenside, PA; Service description: insurance brokerage firm for fixed and indexed annuities; Duties: use their services to occasionally secure fixed annuities; Title: Insurance Agent; Time spent: 10 hours/month; Start date: 7/2019.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-05
S63 Uniform Securities Agent State Law Examination 2004-04-26
  • S66 Uniform Combined State Law Examination
    2008-06-05
  • S63 Uniform Securities Agent State Law Examination
    2004-04-26
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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