Best Investors Account Sign in
Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-01-02
UT RA APPROVED 2025-04-01
DE RA APPROVED 2024-01-03
MS RA APPROVED 2023-06-29
GA RA APPROVED 2023-01-17
CT RA APPROVED 2023-01-04
NY RA APPROVED 2022-11-16
OR RA APPROVED 2021-11-01
FL RA APPROVED 2021-10-25
MA RA APPROVED 2021-10-08
AZ RA APPROVED 2021-08-27
SC RA APPROVED 2021-08-05
NC RA APPROVED 2021-07-30
MI RA APPROVED 2021-07-28
VA RA APPROVED 2021-07-28
CA RA APPROVED 2021-07-27
MD RA APPROVED 2021-07-27
WA RA APPROVED 2021-07-26
NJ RA APPROVED 2021-05-06
PA RA APPROVED 2021-05-06
TX RA APPROVED_RES 2021-05-05
  • MN RA
    APPROVED
    Since 2026-01-02
  • UT RA
    APPROVED
    Since 2025-04-01
  • DE RA
    APPROVED
    Since 2024-01-03
  • MS RA
    APPROVED
    Since 2023-06-29
  • GA RA
    APPROVED
    Since 2023-01-17
  • CT RA
    APPROVED
    Since 2023-01-04
  • NY RA
    APPROVED
    Since 2022-11-16
  • OR RA
    APPROVED
    Since 2021-11-01
  • FL RA
    APPROVED
    Since 2021-10-25
  • MA RA
    APPROVED
    Since 2021-10-08
  • AZ RA
    APPROVED
    Since 2021-08-27
  • SC RA
    APPROVED
    Since 2021-08-05
  • NC RA
    APPROVED
    Since 2021-07-30
  • MI RA
    APPROVED
    Since 2021-07-28
  • VA RA
    APPROVED
    Since 2021-07-28
  • CA RA
    APPROVED
    Since 2021-07-27
  • MD RA
    APPROVED
    Since 2021-07-27
  • WA RA
    APPROVED
    Since 2021-07-26
  • NJ RA
    APPROVED
    Since 2021-05-06
  • PA RA
    APPROVED
    Since 2021-05-06
  • TX RA
    APPROVED_RES
    Since 2021-05-05

Branch Locations

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

1000 Easton Road, Willow Grove, PA 19090 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
South Philly Pizza Inc. / Sarappo'S Pizza Croydon PA 01/2005 Present
Retirement Planning Specialists, Inc. Willow Grove PA 06/2011 Present
Comprehensive Asset Management & Servicing, Inc. Parsippany NJ 07/2012 Present
Lasalle St. Investment Advisors Llc Elmhurst IL 05/2021 Present
Lasalle St Securities Llc Elmhurst IL 05/2021 Present
  • 01/2005 → Present
    South Philly Pizza Inc. / Sarappo'S Pizza
    Croydon, PA
  • 06/2011 → Present
    Retirement Planning Specialists, Inc.
    Willow Grove, PA
  • 07/2012 → Present
    Comprehensive Asset Management & Servicing, Inc.
    Parsippany, NJ
  • 05/2021 → Present
    Elmhurst, IL
  • 05/2021 → Present
    Lasalle St Securities Llc
    Elmhurst, IL
Previous Registrations
  • 2011-07-29 → 2021-12-31
    Retirement Planning Specialists
    Willow Grove, PA
  • 2005-02-04 → 2012-07-02
    Securities America Advisors, Inc.
    Willow Grove, PA
Other Businesses

SARAPPO'S PIZZA; BENSALEM, PA; PIZZA SHOP; DUTIES: OVERSEE OPERATIONS; START DATE: 2/1/2014; OWNER; 5% TIME SPENT. SARAPPO'S PIZZA; CROYDON, PA; PIZZA RESTAURANT; START DATE: 1/1/2004; PRESIDENT; 2% TIME SPENT; DUTIES: OVERSEE GENERAL OPERATIONS. RETIREMENT PLANNING SPECIALISTS, INC.; CORPORATION; PRESIDENT, CEO; RIA; DUTIES: OVERSEE OPERATIONS, RIA, INSURANCE SALES AND MUTUAL FUNDS; 90% TIME SPENT; START DATE: 8/10/1998. Insurance, Various Insurance Products, 5% of trading hours RPS Tax Centers; Willow Grove, PA; investment related; Service: preparing and completing tax returns; start date: 1/1/2018; time spent: 8 hours/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-09
S63 Uniform Securities Agent State Law Examination 1990-07-13
  • S65 Uniform Investment Adviser Law Examination
    2012-03-09
  • S63 Uniform Securities Agent State Law Examination
    1990-07-13
Other Names
  • Joseph Philip Sarappo
  • Joe Sarappo
  • Joseph Philip Iii Sarappo
  • Joseph Philip Sarappo

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Elmhurst, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor