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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2022-01-21 |
Branch Locations
2209 Holiday Manor Center, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Louisville | KY | 01/2015 | 01/2022 |
| Bates Court Properties Llc | Louisvile | KY | 01/2008 | 11/2019 |
| Self | Louisville | KY | 12/2006 | 10/2017 |
| Jpmorgan Chase Bank, Na | Louisville | KY | 10/2015 | 01/2022 |
| Jp Morgan Chase Bank, N.A. | Louisville | KY | 01/2022 | Present |
| Jp Morgan Securities Llc | Louisville | KY | 01/2022 | Present |
| Bates Court Properties Llc | Louisville | KY | 01/2008 | 12/2018 |
| Bates Court Properties Llc | Louisville | KY | 01/2008 | Present |
Entity Name:Bates Court Properties LLC Investment related:No Address: Bates Court Louisville, KY 40204 Nature of the other business: Real Estate Position/ Title/ Relationship: Owner/ Partner Start Date: Jan 01, 2008 Approximate # of hours a month: 3 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I spend roughly 3 hours a month coordinating maintenance, collecting rent and performing the bookkeeping. This is done outside of working hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-09 |
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