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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-09-09
  • TX RA
    APPROVED
    Since 2011-09-09

Branch Locations

4200 S. Hulen Ste 314, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Fort Worth TX 09/2011 Present
Previous Registrations
  • 2008-01-01 → 2011-09-09
    Fort Worth, TX
  • 2004-04-27 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Fort Worth, TX
    Fort Worth, TX
    St. Louis, MO
Other Businesses

NOTARY PUBLIC; NON INVESTMENT RELATED; TEXAS; START 2012; NOTARIZE DOCUMENTS; 1 HR PER MONTH 1 HR DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-26
  • S66 Uniform Combined State Law Examination
    2004-04-26
Other Names
  • Holly Rochelle Walker
  • Holly Rochelle Burns

View on SEC IAPD

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