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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-10
  • TX RA
    APPROVED_RES
    Since 2021-08-10

Branch Locations

4900 North Scottsdale Road Suite 4000, Scottsdale, AZ 85251 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Resources Tempe AZ 01/2006 03/2017
Mml Investors Services, Llc Scottsdale AZ 03/2017 Present
Massmutual Life Insurance Company Scottsdale AZ 07/2016 Present
  • 01/2006 → 03/2017
    Metlife Resources
    Tempe, AZ
  • 03/2017 → Present
    Scottsdale, AZ
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Scottsdale, AZ
Other Businesses

INDEPENDENT INSURANCE AGENT - FROM BUSINESS ADDRESS SELLING LIFE/ACCIDENT/HEALTH - 1 SEC HR PER WEEK SINCE 09/2014 independent insurance agent - from business/residential address - 1 hour securities - 0 hours non securities - dental and group disability income - disability - fixed annuities - life accident and health - LTC - medicare related products - P&C since 05/2016

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-01-12
  • S63 Uniform Securities Agent State Law Examination
    2004-01-12

View on SEC IAPD

Other Firms

Other Investors

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