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Joshua J Baade

Charles Schwab & Co., Inc.

Brookfield, WI

CRD 4745782

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-01-25
  • WI RA
    APPROVED
    Since 2022-01-25

Branch Locations

305 S Moorland Road, Brookfield, WI 53005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Green Bay WI 12/2003 02/2018
Td Ameritrade, Inc. Brookfield WI 02/2018 06/2024
Td Ameritrade Investment Management, Llc Brookfield NE 02/2018 06/2024
Charles Schwab & Co., Inc. Brookfield WI 01/2022 Present
Charles Schwab Bank Brookfield WI 01/2022 Present
  • 12/2003 → 02/2018
    Scottrade, Inc.
    Green Bay, WI
  • 02/2018 → 06/2024
    Td Ameritrade, Inc.
    Brookfield, WI
  • 02/2018 → 06/2024
    Td Ameritrade Investment Management, Llc
    Brookfield, NE
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Brookfield, WI
  • 01/2022 → Present
    Charles Schwab Bank
    Brookfield, WI
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Green Bay, WI
    Brookfield, WI
    Appleton, WI
    Brookfield, WI
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    Appleton, WI
    Brookfield, WI
    Appleton, WI
    Brookfield, WI
  • 2017-02-06 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-06
S63 Uniform Securities Agent State Law Examination 2006-04-03
  • S66 Uniform Combined State Law Examination
    2017-02-06
  • S63 Uniform Securities Agent State Law Examination
    2006-04-03
Other Names
  • Josh J Bamde

View on SEC IAPD

Nearby Firms

ANNEX WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
MARINER

Nearby Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom

Nearby Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI

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