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805 Fifth Street, Rapid City, SD 57701-3606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2021-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Orion Advisor Services, Llc | Omaha | NE | 11/2015 | 10/2019 |
| First Trust Company Llc | Rapid City | SD | 10/2019 | Present |
| Rock Creek Advsiors | Rapid City | SD | 02/2021 | Present |
11/2019 to Present First Trust Company LLC, Rapid City, SD. Full time employee. Director of Investment Administration. Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-25 |
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