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Ernesto Vargas Truqui

Wells Fargo Clearing Services, LLC

Tucson, AZ

Tucson, AZ

Tucson, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-12-01
  • AZ RA
    APPROVED
    Since 2025-12-01

Branch Locations

4051 E Sunrise Dr Ste 200 [W6-Rbo], Tucson, AZ 85718 • United States

145 E 22Nd St, Tucson, AZ 85713 • United States

802 W Ajo Way, Tucson, AZ 85713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 08/2017
Raymond James & Associates, Inc. Tucson AZ 08/2017 10/2020
Pnc Investments Llc Tucson AZ 07/2022 12/2025
Azulito Kitchen Llc Tucson AZ 11/2020 06/2022
Wells Fargo Clearing Services, Llc Tucson AZ 12/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-07
  • S66 Uniform Combined State Law Examination
    2004-05-07
Other Names
  • Ernesto Vargas
  • Ernesto Vargas

View on SEC IAPD

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DAVID A. NIICHEL
EMILY MARIE Delgado
DAVID CUNNINGHAM RENZI

Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
FINANCIAL DIRECTIONS LLC · TUCSON, AZ

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