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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Fargo | ND | 11/2015 | 06/2024 |
| Securities America Advisors | Fargo | ND | 11/2015 | 06/2024 |
| Osaic Wealth, Inc. | Fargo | ND | 06/2024 | Present |
| Osaic Wealth, Inc. | Fargo | ND | 06/2024 | Present |
1.MANN FINANCIAL POSITION: Owner/Manager NATURE: Financial Planning INVESTMENT RELATED: Yes HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE:1/2014 ADDRESS: 6282 MARTENS WAY S, FARGO, ND 58104 DESCRIPTION: Normal financial planning activities 2.FARGO AREA SPORTS POSITION: Coach and Board Member NATURE: Volunteer and Board member for Fargo Area Sports INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/12/2023 ADDRESS: 3201 43rd St. S, Fargo ND 58104 DESCRIPTION: To coach a girls softball team and serve on the board.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-12 |
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