David Michael Mann

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 06/2024
  Securities America Inc
  Fargo, ND
• 11/2015 → 06/2024
  Securities America Advisors
  Fargo, ND
• 06/2024 → Present
  Osaic Wealth, Inc.
  Fargo, ND
• 06/2024 → Present
  Osaic Wealth, Inc.
  Fargo, ND

Previous Registrations

• 2015-11-23 → 2024-06-14
  Securities America Advisors, Inc.
  Wahpeton, ND
  Fargo, ND
• 2010-03-29 → 2015-11-13
  Oakwood Capital, Inc.
  Minneapolis, MN
• 2006-03-27 → 2010-03-24
  Thrivent Investment Management Inc.
  Valley City, ND
  Wahpeton, ND
  Valley City, ND
  Valley City

Other Businesses

1.MANN FINANCIAL POSITION: Owner/Manager NATURE: Financial Planning INVESTMENT RELATED: Yes HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE:1/2014 ADDRESS: 6282 MARTENS WAY S, FARGO, ND 58104 DESCRIPTION: Normal financial planning activities 2.FARGO AREA SPORTS POSITION: Coach and Board Member NATURE: Volunteer and Board member for Fargo Area Sports INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/12/2023 ADDRESS: 3201 43rd St. S, Fargo ND 58104 DESCRIPTION: To coach a girls softball team and serve on the board.

Exams

• S66 Uniform Combined State Law Examination
  2004-03-12