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Nancy Ann Pasquariello

Ubs Financial Services Inc.

Providence, RI

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2022-10-14
TX RA APPROVED 2022-10-14
  • RI RA
    APPROVED
    Since 2022-10-14
  • TX RA
    APPROVED
    Since 2022-10-14

Branch Locations

500 Exchange Street Suite 1210, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Providence RI 06/2009 10/2022
Morgan Stanley Private Bank, N.A. New York NY 01/2015 10/2022
Ubs Financial Services. Inc. Providence RI 10/2022 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 06/2009 → 10/2022
    Morgan Stanley
    Providence, RI
  • 01/2015 → 10/2022
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 10/2022 → Present
    Ubs Financial Services. Inc.
    Providence, RI
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2009-06-01 → 2022-10-28
    Morgan Stanley
    Providence, RI
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Providence, RI
  • 2007-02-09 → 2007-04-02
    Morgan Stanley Dw Inc.
    Providence, RI
  • 2004-03-15 → 2007-02-20
    Citigroup Global Markets Inc.
    Providence, RI
    Providence, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-08
S63 Uniform Securities Agent State Law Examination 2004-02-27
  • S65 Uniform Investment Adviser Law Examination
    2004-03-08
  • S63 Uniform Securities Agent State Law Examination
    2004-02-27

View on SEC IAPD

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Other Offices

PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
ERNST & YOUNG INVESTMENT ADVISERS LLP · PROVIDENCE, RI
BLUE FIN CAPITAL, INC. · PROVIDENCE, RI
WASHINGTON TRUST ADVISORS · Providence, RI
WASHINGTON TRUST ADVISORS · Providence, RI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PROVIDENCE, RI
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