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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-30 |
| CA | RA | APPROVED | 2019-03-13 |
Branch Locations
Cwm Retail, Sales 660 West Duarte Road, Arcadia, CA 91007 • United States
Citi Wealth Management, Sales 285 South Lake Avenue, Pasadena, CA 91101 • United States
Citi Retail Banking 237 S. Myrtle Ave, Monrovia, CA 91016 • United States
Glendora, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | Arcadia | CA | 02/2019 | Present |
| Jpmorgan Chase Bank, N.A. | San Gabriel | CA | 04/2015 | Present |
Rental Property - Phelan, CA; Investment-related; Affiliation started 04/01/2019; Title: Owner; Duties: Collect Rent; No time is devoted to the rental each month during or outside of securities trading hours.///// Recovery Revelations, Inc; Health Care Facility; Not investment-related; Phelan, CA; Affiliation started on 09/13/2018; Title: Secretary; Duties: Manage the business bank account; 0 hours devoted each month during securities trading hours; 8 hours devoted each month outside of securities trading hours. /////Rental Property - Alhambra, CA; Investment-related; Started: March 1, 2024.; Title: Owner.; Duties: no duties, hired a real estate agent to manage the property. ; 0. hours are devoted each month during securities trading hours; 0. hours are devoted each month outside of securities trading hours. /////
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-19 |
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