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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-30
CA RA APPROVED 2019-03-13
  • TX RA
    APPROVED_RES
    Since 2026-06-30
  • CA RA
    APPROVED
    Since 2019-03-13

Branch Locations

Cwm Retail, Sales 660 West Duarte Road, Arcadia, CA 91007 • United States

Citi Wealth Management, Sales 285 South Lake Avenue, Pasadena, CA 91101 • United States

Citi Retail Banking 237 S. Myrtle Ave, Monrovia, CA 91016 • United States

Glendora, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Arcadia CA 02/2019 Present
Jpmorgan Chase Bank, N.A. San Gabriel CA 04/2015 Present
  • 02/2019 → Present
    Citigroup
    Arcadia, CA
  • 04/2015 → Present
    Jpmorgan Chase Bank, N.A.
    San Gabriel, CA
Previous Registrations
  • 2012-10-01 → 2019-03-20
    Monterey Park, CA
    Temple City, CA
    Temple City, CA
    San Gabriel, CA
  • 2010-07-26 → 2012-10-01
    Chase Investment Services Corp.
    Monterey Park, CA
Other Businesses

Rental Property - Phelan, CA; Investment-related; Affiliation started 04/01/2019; Title: Owner; Duties: Collect Rent; No time is devoted to the rental each month during or outside of securities trading hours.///// Recovery Revelations, Inc; Health Care Facility; Not investment-related; Phelan, CA; Affiliation started on 09/13/2018; Title: Secretary; Duties: Manage the business bank account; 0 hours devoted each month during securities trading hours; 8 hours devoted each month outside of securities trading hours. /////Rental Property - Alhambra, CA; Investment-related; Started: March 1, 2024.; Title: Owner.; Duties: no duties, hired a real estate agent to manage the property. ; 0. hours are devoted each month during securities trading hours; 0. hours are devoted each month outside of securities trading hours. /////

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-23
S63 Uniform Securities Agent State Law Examination 2008-11-19
  • S65 Uniform Investment Adviser Law Examination
    2010-07-23
  • S63 Uniform Securities Agent State Law Examination
    2008-11-19
Other Names
  • Michelle Xu
  • Hui M. Xu
  • Hui Ming Xu
  • Huiming Xu

View on SEC IAPD

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