Best Investors
Account
Sign in
Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-04 |
| IN | RA | APPROVED | 2023-10-02 |
| FL | RA | APPROVED | 2023-06-14 |
| SD | RA | APPROVED | 2017-09-05 |
| IL | RA | APPROVED | 2011-06-29 |
| NJ | RA | APPROVED | 2011-06-29 |
| CA | RA | APPROVED | 2011-02-16 |
| KY | RA | APPROVED | 2010-08-30 |
| GA | RA | APPROVED | 2010-05-18 |
| AL | RA | APPROVED | 2007-08-16 |
Branch Locations
6801 Cahaba Valley Road Suite 206, Birmingham, AL 35242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Birmingham | AL | 08/2004 | Present |
| J.SMith Lanier & Co. | Birmingham | AL | 11/2006 | 06/2022 |
| Jsl Securities | Birmingham | AL | 03/2007 | 06/2022 |
1. ADVO(K)ATE ADVISORS POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/13/2022 ADDRESS: 6801 Cahaba Valley Road, Suite 206, Birmingham AL 35242, United States DESCRIPTION: Advo(k)ate Advisors is our DBA name for our Osaic office. We run payroll and benefits through this entity. As well, we develop marketing content for our Osaic business through this entity. All content is run through Osaic advertising for approval prior to use. 2. PERSONAL REPRESENTATIVE OF ESTATE OF SARAH M GREENHAW POSITION: Personal Representative NATURE: Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/20/2026 ADDRESS: 327 Stonegate Drive, Birmingham AL 35242, United States DESCRIPTION: I am tasked with distributing my aunt's assets as described in her will and as appointed by the probate court of Shelby County Alabama. 3. ADVO(K)ATE TECHNOLOGY, LLC POSITION: Partner NATURE: This business is an LLC. It develops technology, platforms and software to aid in the service of employer-sponsored retirement plans. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/21/2025 ADDRESS: 6801 Cahaba Valley Rd, Ste 206, Birmingham AL 35242, United States DESCRIPTION: I evaluate and provide input on the direction of this business. I am involved with strategic planning.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-29 |
Reach out to this advisor