Best Investors
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Account
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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-09 |
| CA | RA | APPROVED | 2024-02-22 |
| TX | RA | APPROVED | 2024-02-22 |
Branch Locations
515 E Las Olas Blvd Suite 1650, Fort Lauderdale, FL 33301 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-06 |
| TX | RA | APPROVED_RES | 2019-09-30 |
| CA | RA | APPROVED | 2019-09-27 |
Branch Locations
515 E Las Olas Blvd Suite 1650, Fort Lauderdale, FL 33301 • United States
1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Beverly Hills | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 11/2016 | 09/2019 |
| Rockefeller Financial Llc | Los Angeles | CA | 09/2019 | 03/2026 |
| Rockefeller Capital Management | Los Angeles | CA | 02/2024 | 03/2026 |
| Rockefeller Capital Management | Fort Lauderdale | FL | 03/2026 | Present |
| Rockefeller Financial Llc | Fort Lauderdale | FL | 03/2026 | Present |
1) CHILDREN'S BURN FOUNDATION; NOT INVESTMENT RELATED; SHERMAN OAKS, CA; FINANCE COMMITTEE MEMBER; START DATE 9/1/17; 6 HOURS PER MONTH / 0 DURING TRADING. 2) Patterson Grantor Trust, Washington Deport, CT. Investment related. Co-Trustee since December 2021. Four hours per month and one hour during trading hours. Responsible for guidance in the trust.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-28 |
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