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Current Employers
Cetera Investment Management Llc

1450 American Lane Suite 650, Schamburg, IL 60173 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-14
  • MN RA
    APPROVED
    Since 2023-08-14

Branch Locations

400 Robert Street North, Suite 800, St Paul, MN 55101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Ins Co St Paul MN 03/2007 08/2023
Securian Financial Services, Inc St Paul MN 11/2014 08/2023
Cri Securities, Llc St Paul MN 11/2014 10/2021
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 08/2023
Cetera Investment Management Llc St Paul MN 08/2023 Present
  • 03/2007 → 08/2023
    Minnesota Life Ins Co
    St Paul, MN
  • 11/2014 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 11/2014 → 10/2021
    Cri Securities, Llc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → 08/2023
    Schaumburg, IL
  • 08/2023 → Present
    St Paul, MN
Previous Registrations
  • 2023-08-10 → 2023-08-14
    St Paul, MN
  • 2014-01-08 → 2023-08-10
    Securian Financial Services, Inc.
    St Paul, MN
  • 2014-03-18 → 2021-11-08
    Cri Securities, Llc
    St Paul, MN
Other Businesses

FORT AWESOME LLC POSITION: Officer NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2010 ADDRESS: , Woodbury MN , United States DESCRIPTION: Officer

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-09
S63 Uniform Securities Agent State Law Examination 2004-02-23
  • S66 Uniform Combined State Law Examination
    2013-12-09
  • S63 Uniform Securities Agent State Law Examination
    2004-02-23
Designations
Other Names
  • Ross Gunnar Kronholm

View on SEC IAPD

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