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Dana Farrell Clark

Captrust

Portland, ME

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-11-21
  • ME RA
    APPROVED
    Since 2024-11-21

Branch Locations

100 Commercial Street Suite 200, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boston Financial Management Portland ME 06/2009 11/2024
Capfinancial Partners Llc (Captrust) Raleigh NC 11/2024 Present
  • 06/2009 → 11/2024
    Boston Financial Management
    Portland, ME
  • 11/2024 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
Previous Registrations
  • 2016-02-05 → 2025-02-27
    Boston Financial Management Llc
    Boston, MA
    Portland, ME
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-05
S66 Uniform Combined State Law Examination 2004-03-05
  • S65 Uniform Investment Adviser Law Examination
    2016-02-05
  • S66 Uniform Combined State Law Examination
    2004-03-05

View on SEC IAPD

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Other Offices

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME
GREAT DIAMOND PARTNERS, LLC · PORTLAND, ME
HARBOR INVESTMENT ADVISORS · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · Portland, ME
MASCOMA WEALTH MANAGEMENT · Portland, ME

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