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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-11 |
| MI | RA | APPROVED | 2011-04-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 04/2011 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2011 | Present |
1) TACIA WEALTH MANAGEMENT - INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) ST. MARY'S SCHOOL BOARD, 927 MARION, BIG RAPIDS, MI, 11/2015, BOARD MEMBER, FINANCE COMMITTEE, NIR, 2 HR/MO - 0/TRADING. 3) MECOSTA COUNTY COMMUNITY FDN, BIG RAPIDS, MI, 8/2015 AS BOARD MEMBER. NIR - NPO - 4 HR/MO - 2/TRADING. 3) SPIRIT OF THE SEASON, 4424 W 48TH ST, FREMONT, MI, 11/2015, TREASURER. NIR - 1 HR/MO - 0/TRADING. 4) FRIENDS OF FERRIS BOARD, BIG RAPIDS, MI. BEGAN ON 1/1/15 AS A BOARD MEMBER, WHO CANNOT ACT ON BEHALF OF THE FOF BOARD WITHOUT PERMISSION OF THE OTHER BOARD MEMBERS. PLAN ANNUAL DINNER/AUCTION BANQUET AND TO RAISE MONEY FOR OUR PAC. 1 HR/MONTH, NONE DURING TRADING. 5) SHAMROCK INVITATIONAL, 4424 W 48TH ST, FREMONT, MI, 11/2015, BOARD MEMBER. NIR - 1 HR/MO - 0/TRADING. 6) COMMITTEE TO ELECT BRIAN MILLER FOR SHERIFF, MECOSTA COUNTY, PO BOX 1654 BIG RAPIDS, MI, COMMITTEE CHAIR- FINANCE DIRECTOR, 01/30/20, NIR, 2/WK- 0/TRADING 7) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 04/27/2011 8) TWM PROPERTIES, LLC, 221 Maple Street, Big Rapids MI 49307, United States, 08/20/2025, Owner, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-07 |
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