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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-05-04 |
| TX | RA | APPROVED | 2021-05-04 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Philadelphia | PA | 05/2011 | 02/2026 |
| Tiaa | Philadelphia | PA | 01/2014 | 12/2020 |
| The Vanguard Group, Inc. | Malvern | PA | 03/2021 | Present |
| Theatre In The X | Prospect Park | PA | 07/2022 | 08/2022 |
| Self-Employed | Philadelphia | PA | 12/2019 | Present |
| Self-Employed | Philadelphia | PA | 02/2024 | Present |
| Gocar Productions | Wyncote | PA | 01/2012 | Present |
| Vanguard Marketing Corporation | Malvern | PA | 03/2021 | Present |
| Vanguard Advisers, Inc. | Malvern | PA | 05/2021 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: PHILADELPHIA, PA NATURE OF BUSINESS: ENTERTAINMENT POSITION: VOCALIST START DATE: 12/2019 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SINGING NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: PHILADELPHIA, PA NATURE OF BUSINESS: ACTING POSITION: ACTOR START DATE: 02/2024 APPROXIMATE HOURS/MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ACTING NAME OF BUSINESS: FULL AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: PHILADELPHIA, PA NATURE OF BUSINESS: FIDUCIARY POSITION: FULL AGENT START DATE: 03/2021 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HELPING TO MANAGE INVESTMENT ACCOUNTS NAME OF BUSINESS: GOCAR PRODUCTIONS NON-INVESTMENT-RELATED ADDRESS: WYNCOTE, PA NATURE OF BUSINESS: THEATRE POSITION: MUSIC SUPERVISOR START DATE: 01/2012 APPROXIMATE HOURS/MONTH: 6 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGING MUSICAL ASPECT OF PRODUCTIONS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-05 |
| S65 | Uniform Investment Adviser Law Examination | 2008-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-05 |
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