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Conchita Nicole Dixon

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-05-04
TX RA APPROVED 2021-05-04
  • PA RA
    APPROVED
    Since 2021-05-04
  • TX RA
    APPROVED
    Since 2021-05-04

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Philadelphia PA 05/2011 02/2026
Tiaa Philadelphia PA 01/2014 12/2020
The Vanguard Group, Inc. Malvern PA 03/2021 Present
Theatre In The X Prospect Park PA 07/2022 08/2022
Self-Employed Philadelphia PA 12/2019 Present
Self-Employed Philadelphia PA 02/2024 Present
Gocar Productions Wyncote PA 01/2012 Present
Vanguard Marketing Corporation Malvern PA 03/2021 Present
Vanguard Advisers, Inc. Malvern PA 05/2021 Present
  • 05/2011 → 02/2026
    Self-Employed
    Philadelphia, PA
  • 01/2014 → 12/2020
    Tiaa
    Philadelphia, PA
  • 03/2021 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 07/2022 → 08/2022
    Theatre In The X
    Prospect Park, PA
  • 12/2019 → Present
    Self-Employed
    Philadelphia, PA
  • 02/2024 → Present
    Self-Employed
    Philadelphia, PA
  • 01/2012 → Present
    Gocar Productions
    Wyncote, PA
  • 03/2021 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 05/2021 → Present
    Malvern, PA
Previous Registrations
Other Businesses

NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: PHILADELPHIA, PA NATURE OF BUSINESS: ENTERTAINMENT POSITION: VOCALIST START DATE: 12/2019 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SINGING NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: PHILADELPHIA, PA NATURE OF BUSINESS: ACTING POSITION: ACTOR START DATE: 02/2024 APPROXIMATE HOURS/MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ACTING NAME OF BUSINESS: FULL AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: PHILADELPHIA, PA NATURE OF BUSINESS: FIDUCIARY POSITION: FULL AGENT START DATE: 03/2021 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HELPING TO MANAGE INVESTMENT ACCOUNTS NAME OF BUSINESS: GOCAR PRODUCTIONS NON-INVESTMENT-RELATED ADDRESS: WYNCOTE, PA NATURE OF BUSINESS: THEATRE POSITION: MUSIC SUPERVISOR START DATE: 01/2012 APPROXIMATE HOURS/MONTH: 6 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGING MUSICAL ASPECT OF PRODUCTIONS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-05
S65 Uniform Investment Adviser Law Examination 2008-01-03
S63 Uniform Securities Agent State Law Examination 2000-04-05
  • S66 Uniform Combined State Law Examination
    2021-04-05
  • S65 Uniform Investment Adviser Law Examination
    2008-01-03
  • S63 Uniform Securities Agent State Law Examination
    2000-04-05
Other Names
  • Conchita Nicole Dixon
  • Conchita Dixon
  • Conchita N Dixon

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