Robert Douglas Foltz

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 03/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lake Forest, IL
• 05/2011 → 03/2022
  Bank Of America, N.A.
  Lake Forest, IL
• 03/2022 → Present
  Rbc Capital Markets, Llc
  Lake Forest, IL
• 04/2022 → Present
  City National Bank
  Lake Forest, IL

Previous Registrations

• 2011-02-11 → 2022-03-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lake Forest, IL
• 2005-12-16 → 2011-02-22
  Bmo Harris Financial Advisors, Inc.
  Lake Forest, IL
  Chicago, IL
• 2004-03-16 → 2005-12-31
  Harrisdirect Llc
  Lake Forest, IL

Other Businesses

(1) NAME OF ENTITY: Youthbuild Lake County ADDRESS: 2525 Greenbay Rd North Chicago IL 60064 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 20/06/2025 CAPACITY: Board of Directors DUTIES: Board Member. Board member for charitable non for profit. Participate as a member of the board approximately 10 Board meeting a year 2 -3 hours in duration HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S66 Uniform Combined State Law Examination
  2004-03-15

Designations

• Certified Financial Planner

Other Names

• Robert Foltz