Chau Huynh

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-07-23
CA	RA	APPROVED	2002-11-05

TX RA
APPROVED_RES

Since 2009-07-23
CA RA
APPROVED

Since 2002-11-05

Branch Locations

101 S Ellsworth Ave, San Mateo, CA 94401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	San Mateo	CA	11/2000	Present

11/2000 → Present

Merrill Lynch

San Mateo, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-08-04
S66	Uniform Combined State Law Examination	2002-11-01

S63 Uniform Securities Agent State Law Examination

2011-08-04
S66 Uniform Combined State Law Examination

2002-11-01

Other Names

Linda Huynh

View on SEC IAPD

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NEWFRONT RETIREMENT SERVICES, INC. · SAN MATEO, CA

ESO MANAGEMENT SERVICES LLC · SAN MATEO, CA

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LPL FINANCIAL LLC · SAN MATEO, CA

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