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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-09-19 |
Branch Locations
1220 Environ Way Ste 1220, Chapel Hill, NC 27517 • United States
3105 Glenwood Ave Ste 201 [Support Center], Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Columbia | SC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Columbia | SC | 11/2016 | Present |
BLACK RIVER HOUSE LLC, INVESTMENT RELATED, KINGSTREE, SC, 50% OWNERSHIP, START 6/30/2020, 10 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. MILLWOOD FARM; INV-RELATED; KINGSTREE, SC; 100% OWNERSHIP; START 4/1/2015; HOURS: 10 PER MONTH - 0 DURING TRADING; DUTIES: RAW FARM LAND/TIMBER RENTAL PROPERTY, INV RELATED, KINGSTREE, SC, 50% OWNERSHIP, START 6/30/2020, 10 HOURS PER MONTH, ZERO DURING TRADING. SILER CITY FIRST BAPTIST CHURCH; INV. RELATED; SILER CITY,NC; FINANCE COMMITTEE MEMBER; START DATE 01/01/2024; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO REVIEW CHURCH BUDGET, GIFTS, TITHES, DONATIONS, AND SPENDING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-14 |
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