Daniel Joseph Stein

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2006 → Present
  Charles Schwab & Co., Inc.
  Tysons Corner, VA
• 02/2013 → Present
  Charles Schwab Bank
  Tysons Corner, VA
• 02/2022 → 06/2024
  Td Ameritrade, Inc.
  Tysons Corner, VA

Previous Registrations

• 2022-02-25 → 2022-10-14
  Td Ameritrade, Inc.
  Bethesda, MD
  Omaha, NE
  Bethesda, MD
  Tysons Corner, VA

Exams

• S66 Uniform Combined State Law Examination
  2012-11-28
• S63 Uniform Securities Agent State Law Examination
  2006-10-30

Designations

• Certified Financial Planner
• Chartered Financial Analyst