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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-27
NC RA APPROVED 2009-03-06
  • TX RA
    APPROVED_RES
    Since 2014-06-27
  • NC RA
    APPROVED
    Since 2009-03-06

Branch Locations

695 E Arlington Blvd Stes 101 & 200, Greenville, NC 27858 • United States

Greenville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rocky Mount NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Rocky Mount NC 11/2016 Present
Previous Registrations
Other Businesses

MIMAR RENTALS LLC; INVESTMENT RELATED; GREENVILLE, NC; 100% OWNERSHIP WITH SPOUSE; RENTAL PROPERTIES; START 8/2014; 20 HRS PER MONTH; 0 HRS DURING TRADING. FORTYSOMETHING LIMITED; NOT INV RELATED; MOREHEAD CITY, NC; CHARTER BOAT FOR FISHING TRIPS; 100% OWNERSHIP WITH SPOUSE; START 5/1/2015; 20 HOURS PER MONTH, 0 HOURS DURING TRADING; NO DUTIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-24
  • S66 Uniform Combined State Law Examination
    2004-03-24
Other Names
  • Michael Rowe
  • Mike Rowe

View on SEC IAPD

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