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Inactive

Aaron Walter Niec

Jmg Financial Group Ltd

Sarasota, FL

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Current Employers
Jmg Financial Group Ltd

2001 Butterfield Road, Suite 1400, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-03-04
FL RA APPROVED 2019-10-07
  • IL RA
    APPROVED
    Since 2022-03-04
  • FL RA
    APPROVED
    Since 2019-10-07

Branch Locations

1990 Main Street Suite 750, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambrdige Investment Research Inc Fairfield IA 08/2009 09/2019
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2009 09/2019
Jmg Financial Group, Ltd. Sarasota FL 10/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-23
  • S66 Uniform Combined State Law Examination
    2004-11-23
Designations
Other Names
  • Aaron Walter Niec
  • Aaron Niec

View on SEC IAPD

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CPA INVESTMENT SOLUTIONS, INC. · SARASOTA, FL
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ACCURATE WEALTH MANAGEMENT, LLC · Sarasota, FL
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