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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
400 Concar Drive Suite 02-107, San Mateo, CA 94402 • United States
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc | Redwood City | CA | 09/2003 | 11/2018 |
| Royal Alliance Associates, Inc. | Redwood City | CA | 11/2018 | 09/2023 |
| Seia Llc | San Mateo | CA | 09/2023 | Present |
| Ses Llc | San Mateo | CA | 09/2023 | Present |
Insurance License Producer POSITION: Insurance License Holder NATURE: Insurance sales & service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 9-18-23 ADDRESS: 400 Concar Drive, Suite 02-107, San Mateo, CA 94402, United States DESCRIPTION: Insurance sales and service consistent with financial planning. SEIA LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 40 START DATE: 9-18-23 ADDRESS: 3 East Third Avenue, Suite 217, San Mateo, CA 94401, United States DESCRIPTION: RIA Sales & Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-27 |
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