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Joshua Andrew Smith

Equitable Advisors, LLC

Tampa, FL

CRD 4741132

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-09-18
VA RA APPROVED 2024-09-09
MD RA APPROVED 2023-09-07
NC RA APPROVED 2023-05-09
AZ RA APPROVED 2023-04-17
FL RA APPROVED 2023-03-30
  • NJ RA
    APPROVED
    Since 2024-09-18
  • VA RA
    APPROVED
    Since 2024-09-09
  • MD RA
    APPROVED
    Since 2023-09-07
  • NC RA
    APPROVED
    Since 2023-05-09
  • AZ RA
    APPROVED
    Since 2023-04-17
  • FL RA
    APPROVED
    Since 2023-03-30

Branch Locations

Two Urban Center 4890 W Kennedy Blvd #800, Tampa, FL 33609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Tampa FL 08/2007 12/2022
Pruco Securities, Llc. Tampa FL 08/2007 12/2022
Equitable Advisors Llc New York NY 12/2022 Present
Previous Registrations
  • 2007-11-09 → 2022-12-08
    Tampa, FL
    Hunt Valley, MD
    North Bethesda, MD
    Mt. Pleasant, SC
    Mt. Pleasant, SC
Other Businesses

50% OWNER, RENTAL PROPERTY,1602 S CHARLES ST, BALTIMORE, MD 21230, COLLECT RENT, 3/01/2008, 1HR/MO; POA for Wife.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-10-24
S65 Uniform Investment Adviser Law Examination 2004-01-13
  • S63 Uniform Securities Agent State Law Examination
    2007-10-24
  • S65 Uniform Investment Adviser Law Examination
    2004-01-13

View on SEC IAPD

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