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Michelle Smith Rodgers

Ubs Financial Services Inc.

Riverside, CA

San Francisco, CA

Menifee, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-11-29
  • CA RA
    APPROVED
    Since 2007-11-29

Branch Locations

3390 University Avenue, Riverside, CA 92501 • United States

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

Menifee, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Francisco CA 11/2013 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-21
  • S66 Uniform Combined State Law Examination
    2004-05-21
Other Names
  • Michelle E Smith

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, CA
CETERA INVESTMENT ADVISERS LLC · Riverside, CA
AMERIPRISE FINANCIAL SERVICES, LLC · RIVERSIDE, CA
EDWARD JONES · RIVERSIDE, CA
LPL FINANCIAL LLC · RIVERSIDE, CA
WELLS FARGO CLEARING SERVICES, LLC · RIVERSIDE, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Riverside, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · RIVERSIDE, CA

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