Christopher Otto Hain

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-02-07
FL	RA	APPROVED	2013-02-06

TX RA
APPROVED_RES

Since 2017-02-07
FL RA
APPROVED

Since 2013-02-06

Branch Locations

150 N Sykes Creek Pkwy 1St Floor, Merritt Island, FL 32953 • United States

5259 South Temiami Trail, Siesta Key, FL 34231 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird	Merritt Island	FL	02/2013	Present

02/2013 → Present

Robert W. Baird

Merritt Island, FL

Previous Registrations

2008-01-01 → 2013-02-04

Wells Fargo Clearing Services, Llc

Titusville, FL

Merritt Island, FL
2004-03-01 → 2008-01-01

A. G. Edwards & Sons, Inc.

Merritt Island, FL

Merritt Island, FL

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-02-25

S66 Uniform Combined State Law Examination

2004-02-25

Designations

Certified Financial Planner

View on SEC IAPD

Employer firm

Current Employers

Robert W. Baird & Co. Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Designations

Nearby Firms

Nearby Investors

Nearby Offices

Reviews