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5110 Maryland Way, Suite 300, Brentwood, TN 37027-7508 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2012-01-09 |
Branch Locations
5110 Maryland Way Suite 300, Brentwood, TN 37027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thoroughbred Financial Svcs | Brentwood | TN | 08/2003 | Present |
1. SELF EMPLOYED, 302 MOSELY DRIVE, BRENTWOOD, TN 37027, NOT INVESTMENT RELATED, REAL ESTATE - SINCE 8/2021, 0% DURING TRADING HOURS - PROVIDES CAPITAL AND CONSTRUCTION LOANS FOR RESIDENTIAL REAL ESTATE PROJECTS TO RECEIVE A PERCENTAGE OF THE PROFITS. 2. THOROUGHBRED FINANCIAL SERVICES (INDEPENDENT INSURANCE AGENCY) 5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027 - INVESTMENT RELATED - INSURANCE AGENT - SINCE 2010- ESTIMATED 5% OF TIME (8 HRS A MONTH) DEVOTED TO THIS AREA WHICH OCCURS DURING SECURITIES TRADING HOURS. ENGAGED IN SELLING LIFE, DISABILITY, MEDICAL AND LONG TERM CARE INSURANCE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-03 |
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