Samuel G Haines

Employer firm

Mma Asset Management LLC CRD 155426

$788M regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 05/2019
  The Centurion Group, Llc
  Plymouth Meeting, PA
• 11/2014 → 01/2020
  Purshe Kaplan Sterling Investments
  Albany, NY
• 05/2019 → Present
  Marsh & Mclennan Agency Llc
  Conshohocken, PA
• 05/2019 → Present
  Mma Securities Llc
  Conshohocken, PA

Previous Registrations

• 2016-10-27 → 2019-12-31
  Mma Asset Management Llc
  Conshohocken, PA
• 2011-01-03 → 2019-12-31
  The Centurion Group, Llc
  Plymouth Meeting, PA
• 2010-10-13 → 2010-12-01
  Nrp Advisors, Inc.
  Plymouth Meeting, PA
  Bryan, OH
• 2009-07-07 → 2009-10-29
  Walnut Street Securities, Inc.
  Red Bank, NJ
• 2004-06-08 → 2009-03-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
  Pennington, NJ
  New York, NY
  Pennington, NJ
• 2004-04-19 → 2004-05-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Princeton, NJ

Other Businesses

1. The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA Agency", 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities (up to approximately 95% of his time) for MMA Agency (e.g. support for its health & benefits services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities activities remain subject to the Firm's supervisory framework. 2. Investment adviser representative of MMA ASSET MANAGEMENT LLC (8 Tower Bridge Suite 1200, Conshohocken, PA), an affiliate of MMA Securities LLC. Identifying opportunities for MMA AM to manage. Start 01/01/2015. 3 hrs/3hrs

Exams

• S66 Uniform Combined State Law Examination
  2004-04-06

Other Names

• Samuel G Haines Jr.
• Samuel G Haines
• Samuel G Haines
• Sam Haines