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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-02-05 |
Branch Locations
2001 Route 46 E., Ste. 103, Parsippany, NJ 07054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc | Malvern | PA | 03/2010 | 02/2024 |
| Agia | Houston | TX | 12/2022 | 02/2024 |
| Lpl Financial Llc | Old Bridge | NJ | 02/2024 | Present |
1) 01/16/2024 - Seminars - NJ 08857 - Investment related - 1 Hour per month - Start date: 02/01/2024. 2) 01/11/2024 - SPEICAL NEEDS ROADMAPS - Author - Non investment related - 1% Time spent - Start date: 01/01/2009. 3) 01/11/2024 - Canonico Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 4) 01/11/2024 - CONDO RENTAL - Real Estate Rental - NJ, 08615 - Investment related - 1% Time spent - Start date: 12/01/2011. 5) 03/26/2024 - Fortis Brokerage - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 03/25/20224 - 5 Hours Per Month/ During Trading 6) 03/10/2026 - Perennis Financial Planning LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/09/ - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-14 |
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