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Gwendolyn A Canonico

LPl Financial LLC

Parsippany, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-02-05
  • NJ RA
    APPROVED
    Since 2024-02-05

Branch Locations

2001 Route 46 E., Ste. 103, Parsippany, NJ 07054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc Malvern PA 03/2010 02/2024
Agia Houston TX 12/2022 02/2024
Lpl Financial Llc Old Bridge NJ 02/2024 Present
Previous Registrations
Other Businesses

1) 01/16/2024 - Seminars - NJ 08857 - Investment related - 1 Hour per month - Start date: 02/01/2024. 2) 01/11/2024 - SPEICAL NEEDS ROADMAPS - Author - Non investment related - 1% Time spent - Start date: 01/01/2009. 3) 01/11/2024 - Canonico Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 4) 01/11/2024 - CONDO RENTAL - Real Estate Rental - NJ, 08615 - Investment related - 1% Time spent - Start date: 12/01/2011. 5) 03/26/2024 - Fortis Brokerage - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 03/25/20224 - 5 Hours Per Month/ During Trading 6) 03/10/2026 - Perennis Financial Planning LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/09/ - 160 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-03
S63 Uniform Securities Agent State Law Examination 2004-01-14
  • S65 Uniform Investment Adviser Law Examination
    2010-07-03
  • S63 Uniform Securities Agent State Law Examination
    2004-01-14
Designations
Other Names
  • Gwendolyn Ann Faulkner

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